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Compliance

Do well by doing good

Do well by doing good

Tech tools can make third-world financial inclusion profitable
With a nod to pop music, veteran John Byrne’s blog scans the anti-laundering and anti-terrorism world. John pierces silliness and inconsistency, and strongly believes in private-public partnership.

"The Heat is On"*

FATF mutual evaluations and the impact on the AML environment
No compliance without communication

No compliance without communication

Silence, stonewalling, and silos can all lead to compliance problems
Looking ahead on mandatory arbitration

Looking ahead on mandatory arbitration

CFPB arbitration study fuels bureau effort flying in face of Supreme Court precedence
From the “Examiner from Hell” to “The director time forgot,” attorney-consultant Jeff Gerrish knows community bankers’ challenges, and uses his blog to provide practical advice and awareness.

CECL: Expect the unexpected

New loan loss concept doesn’t fit community banking
While “the bureau is concerned about MSAs’ ability to evade RESPA,” Richard Cordray said recently, CFPB hasn’t provided guidance on running compliant MSAs.

Are MSAs verboten?

CFPB doesn't like marketing services agreements˜period. Until the courts decide, be very careful
FinCEN: Include IP information in SARs

FinCEN: Include IP information in SARs

Cyber-derived info very valuable to analysts
Regions Bank launched its revamped complaints program to learn from trends and patterns seen. “We do this for the customer,” explains Bill Askew, senior executive vice-president. “That’s how you keep the energy on something like this.”

“Bring us your complaints”

People will talk, so reap some benefits for your bank. How Regions handles customer beefs
With a nod to pop music, veteran John Byrne’s blog scans the anti-laundering and anti-terrorism world. John pierces silliness and inconsistency, and strongly believes in private-public partnership.

"Keep on Truckin"*

A yearend AML review, month by month
The U.K.'s Financial Conduct Authority has thrown a red card on Barclays.

You can’t stint on due diligence

U.K. “PEP”s case involving Barclays has lessons for other banks
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