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Compliance

One key protection for compliance officers: Be careful what you volunteer for, because you will be held accountable for it.

Personal liability after the Yates Memo

Mixed with paid whistleblowing, this results in broader exposure. Yet the solution is straightforward
With a nod to pop music, veteran John Byrne’s blog scans the anti-laundering and anti-terrorism world. John pierces silliness and inconsistency, and strongly believes in private-public partnership.

“Let’s Work Together”*

De-risking, de-marketing, or financial exclusion: Solution elusive as long as we refuse to listen
The bureau is going after payday lenders. Outreach to consumers includes a video, sampled above.

Payday lending debt traps targeted by CFPB

Initial reactions: Some say bureau goes too far, others not far enough
SNL Financial, part of S&P Global Market Intelligence, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the subscriber side of SNL Financial's website.

Fixing CRA ratings

SNL Report: Unsatisfactory regulatory marks require complex solutions from banks
Rise of dominant federal laws and regulations in banking may lessen the importance of the long-standing process of developing uniform state laws.

Does uniform state law still fit?

Uniform laws developed for states have been banking’s operational foundation. Will this continue?
Credit reporting’s new expectations

Credit reporting’s new expectations

Demanding new standards ahead for furnishers of credit information
Common Sense Compliance co-blogger Nancy Derr-Castiglione casts her experienced compliance radar over mobile banking.

Mobile comes of age, and Compliance looks in

A regulatory eye on Fed mobile survey highlights and their compliance implications
Getting ready for more HMDA

Getting ready for more HMDA

New requirements hit both those with experience and commercial lenders unfamiliar with joys of this reg
Customer due diligence rule finalized

Customer due diligence rule finalized

Beneficial owners of legal entities need to be known, verified. Legislation introduced on top of new rule
One guess—and it’s not the consumers that CFPB was created to protect

Who really benefits from banning arbitration?

CFPB’s proposal is less than meets the eye for alleged victims
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