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Compliance

Signing mandatory arbitration agreements would become a barred practice under a new CFPB rule. Opponents are calling on Congress to overturn the controversial new rule.

Arbitration rule draws brickbats and likes

Long time coming, CFPB rule to affect new consumer contracts but not existing ones
With a nod to pop music, veteran John Byrne’s blog scans the anti-laundering and anti-terrorism world. John pierces silliness and inconsistency, and strongly believes in private-public partnership.

“Take a Breath”*

 FATF, AI, BSA review, and focus
Mortgage lenders face upcoming deadlines on expanded Home Mortgage Disclosure Act reporting.

Revamped HMDA report: Know before you submit

While much goes into effect in 2018, 2017 filing must also be considered
Did you ever own a Walkman? In the space of not very many years, technology in general and financial technology in particular have taken huge leaps. To set the context for a look at today's leading technologies and a risk-focused way of looking at the future, Wolters Kluwer's Tom Grundy takes you on a tech-oriented walk through recent decades.

Fintech rewind, listen, and fast forward

How tech evolution has brought banking and compliance to today’s crossroads
Technology and compliance aren't strangers by any means, but new forms inspired by fintech may lessen the need to keep adding compliance staff to keep up.

Regtech to the rescue?

Regtech Report: Look past the "wow," and see hope for compliance overload
Freed from the repetitive and mundane, compliance staff will be able to devote their time to higher-value tasks, say backers of regtech solutions.

What happens to all those compliance people?

Regtech Report: Why regtech won't put compliance people on the unemployment line
While some aspects of compliance don't lend themselves to complete automation, increasingly technology will be able to help with those tasks that only need human oversight.

What about “squishy” compliance?

Regtech Report: How regtech can tackle matters that aren't always completely quantifiable
Don’t get burned by coming CDD rule

Don’t get burned by coming CDD rule

Exploring the enforcement implications of FinCEN’s new “fifth pillar”
CFPB keeps on going ...

CFPB keeps on going ...

Despite hostile Republicans, consumer protection agency plows ahead
Consultants at Promontory Financial have been teaching IBM Watson, the supercomputer, in bank compliance responsibilities.

IBM Watson takes on compliance

Imagine compliance without straining your eyes, brain, patience, or marriage
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