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Compliance

Compliance may not be getting any harder, but research by Wolters Kluwer indicates that it isn't growing any easier yet.

Pressure isn’t coming off for compliance risk

ERM challenge has further to go in smaller banks, survey suggests
As part of re-setting how the Consumer Financial Protection Bureau operates, Acting Director Mick Mulvaney has started putting out requests for input on specific areas of bureau operations.

Bureau seeks input on investigative demands

Announcement hits same day WSJ publishes “pushed its last envelope” op-ed
Banks may be seeing continued revision of federal regulators' approaches in coming months as efforts to simplify and tailor regulations gain traction.

Fed’s Quarles updates industry on regulatory outlook

Sketches broad and specific plans for reform
Death for GFE and HUD-1 docs highly exaggerated

Death for GFE and HUD-1 docs highly exaggerated

Quick compliance tip on key reg
Representative of new regime begins process of reexamination of CFPB's practices, while representative of old regime seeks to regain appointment as acting director.

Acting CFPB chief seeks input; ousted English seeks out-put

Mulvaney calls for comments on past bureau approaches while would-be acting head files emergency appeal
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Aftermath of DOJ marijuana shift

For now, it's “business as usual” for Colorado credit unions that serve cannabis industry
With a nod to pop music, veteran John Byrne’s blog scans the anti-laundering and anti-terrorism world. John pierces silliness and inconsistency, and strongly believes in private-public partnership.

“Stop Making Sense”?*

It’s only mid-January … and what is happening in the AML community?
“There’s really not much that indicates we’ve learned anything new over the last several cycles,” says veteran lender and CEO Ed O’Leary. He aims to fix that.

Community Reinvestment Act’s coming new look

Can the proposed rewrite bring some fairness to this law’s enforcement?
A panel of state banking and insurance regulatory representatives addressed innovation's impact on the state regulatory system at the recent RegTech Enable conference.

Fintech, regtech, and supertech meet state regulatory system

Agenda includes new tech from data gathering by self-driving cars to sharing state exam data to streamlined licensing
Setting the “tone from the top” is just the beginning of a bank board’s role in culture. Directors need to keep watch by taking steps to question and follow up on staff conduct.

7 ways “conduct risk” can be handled by bank boards

Boards must offer—and demonstrate—credible challenge to keep bank culture where it belongs
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