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View From the UK: Fintech Startups Are Eating Banks’ Lunch

View From the UK: Fintech Startups Are Eating Banks’ Lunch

Fintechs pose an enormous threat to banks globally, the fortress of traditional financial services has been breached
Banks Need to Fight for a Level Playing Field with Fintech Competitors

Banks Need to Fight for a Level Playing Field with Fintech Competitors

At the heart of the issue is granting federal licenses to tech firms that offer financial services that include money transfers and lending
Four Surprising Trends Sighted by Compliance Management System Experts

Four Surprising Trends Sighted by Compliance Management System Experts

Continuity recently shared its perspective on surprises in 2018 and what lies in store for 2019
How to Shift the Balance from Rule-Led to Intelligence-Led AML Transaction Monitoring

How to Shift the Balance from Rule-Led to Intelligence-Led AML Transaction Monitoring

AML compliance failures amassed $1.7 billion in fines in the first half of 2018
What the FSOC’s Annual Report Means for Banks

What the FSOC’s Annual Report Means for Banks

Claimed that post crisis financial reforms have helped temper the risk of another crisis
CPA Firms Claim Potential Bank Loan Violations are Top of Mind for Clients

CPA Firms Claim Potential Bank Loan Violations are Top of Mind for Clients

69% of the auditors said that their clients have raised the issue of potentially violating bank loan covenants
Wells Fargo Granted More Time For Reform, But Initial Plan Rejected

Wells Fargo Granted More Time For Reform, But Initial Plan Rejected

Required to pay back disgruntled customers and make dramatic changes to its governance and compliance controls
BSA Pillar Violations: Community Banks are Not Immune

BSA Pillar Violations: Community Banks are Not Immune

Violations of the five pillars can lead to dire consequences for the financial institution
The Modernization of BSA

The Modernization of BSA

We hear a lot in today’s regulatory arena about “modernizing” regulations put in place over 30 years ago
U.S. Regulators Open the Door to Sharing Resources to Fight Money Laundering

U.S. Regulators Open the Door to Sharing Resources to Fight Money Laundering

AML compliance related costs have increased by more than 50 percent over the past three years
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