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Compliance Management - Banking Exchange
SWIFT offers KYC registry to help with due diligence

SWIFT offers KYC registry to help with due diligence

Information to allow access to timely information provided by participating banks
Dodd-Frank savings hiding in SOX drawer?

Dodd-Frank savings hiding in SOX drawer?

Sarbanes-Oxley compliance lessons may solve new challenges
Social media guidance finalized by regulators

Social media guidance finalized by regulators

Some clarifications, but some areas remain gray
Compliance as dream, instead of nightmare

Compliance as dream, instead of nightmare

Part 2 of 2: What eyes on the goal could accomplish
Making the most of your HMDA analysis

Making the most of your HMDA analysis

Fed shows the way to review annual figures
Finding a plan for workable consumer compliance

Finding a plan for workable consumer compliance

Part 1 of 2: Balancing fairness and fine print
Home Mortgage Disclosure Act reporting’s accuracy has always mattered to Washington, but Consumer Financial Protection Bureau is sending a message.

CFPB hammering home HMDA accuracy

Two penalty announcements and two new guidelines underscore agency concern
Data requirements from new regs among FI’s top concerns

Data requirements from new regs among FI’s top concerns

Eliminating data silos also deemed of high importance
“What’s the beef?”

“What’s the beef?”

. . . and other conundrums in running a complaint management program  
Many banking issues have layers on layers of laws, regulations, and guidance on top of them. Common Sense Compliance blogger Lucy Griffin tells you how deep to dig.

Digging into regulation: guidance or law?

And does it matter?
Page 37 of 41

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Banking Exchange Interview with
Rachel Lewis of Stock Yards Bank

As part of the Banking Exchange Interview Series we and SkyStem are proud to present our interview with Rachel Lewis, Assistant Controller at Stock Yards Bank & Trust.

In this interview, Banking Exchange's Publisher Erik Vander Kolk, speaks with Rachel Lewis at length. We get a brief overview of her professional journey in the banking industry and get insights into what role technology plays in helping her do her work.

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