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Daniel Rothstein

Daniel Rothstein

Dan Rothstein is CEO of DR Risk Solutions, a consulting firm specializing in enterprise risk management, loan portfolio management and regulatory relations.  Rothstein’s career spans more than 30 years, and he has spearheaded the development, implementation, and successful integration of best practice ERM programs, operational risk and control systems, and credit and loan portfolio management. He is also an attorney admitted in New York. You can reach him at [email protected]

Why vendor management really ranks

Why vendor management really ranks

Satisfy your bank’s own operational needs—then worry about regulators
Enterprise Risk Management—often blurred by unrealistic expectations, muddled motivations, limited understanding. Risk expert Dan Rothstein talks risk in plain English.

CROs can’t lose touch with people

Peel away ratios, policies, controls, and the rest. You come down to managing humans
Risk rating for CRE loans

Risk rating for CRE loans

Take a fresh look after regulatory warning
“Requisite response” and exam aftermath

“Requisite response” and exam aftermath

How well you handle exam findings initially may determine how hard you get slapped—if at all
Sweat the big stuff

Sweat the big stuff

Operational risk strategy demands closer attention to every big exposure, no matter where
A lesson in “credible challenge”

A lesson in “credible challenge”

What community banks can learn from this big bank risk concept
Should CRO mean “compensation review officer”?

Should CRO mean “compensation review officer”?

Incentive pay poses too many risks not to get a risk review
Defense! Three lines of defense!

Defense! Three lines of defense!

What community banks can learn from large-bank risk requirements
Thinking through risk-adjusted loan pricing

Thinking through risk-adjusted loan pricing

A straightforward approach for community banks
Loan portfolio management begins with forestry

Loan portfolio management begins with forestry

Looking beyond a “tree-by-tree” viewpoint
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Banking Exchange

BANKING EXCHANGE FLY IN CONFERENCE

CHICAGO, Illinois — NOVEMBER 7, 2024

Conference to be held at the University of Chicago, Booth Business School Downtown

This one-day event is open to all executives at U.S. financial institutions. On the agenda, will be:

  • How fintech and data will speed up change
  • Winning strategies for managing fraud and risk
  • The impact of AI on banking: opportunity and risk
  • Ethics, data and strategy in a digital banking world
  • Enhancing security in an open world