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Daniel Rothstein

Daniel Rothstein

Dan Rothstein is CEO of DR Risk Solutions, a consulting firm specializing in enterprise risk management, loan portfolio management and regulatory relations.  Rothstein’s career spans more than 30 years, and he has spearheaded the development, implementation, and successful integration of best practice ERM programs, operational risk and control systems, and credit and loan portfolio management. He is also an attorney admitted in New York. You can reach him at [email protected]

Avoiding loan portfolio fire alarms

Avoiding loan portfolio fire alarms

Portfolio “trigger points” create an early warning line for credit management
Getting capital levels right

Getting capital levels right

Handling squeeze between regulators and investors
Do CROs belong in ALCO’s kitchen?

Do CROs belong in ALCO’s kitchen?

Answer may depend on your bank’s “recipe,” and view on opportunity cost
Ops risk goal: Never having to say "sorry"

Ops risk goal: Never having to say "sorry"

Which wins? Risk ratings or judgment?
Loan diversification … and its discontents

Loan diversification … and its discontents

There’s more than one way to diversify—choose what makes sense for your bank
Talking to regulators about risk

Talking to regulators about risk

Show how seriously your bank takes risk management
What should ERM do for you?

What should ERM do for you?

Part 3: Getting the best for your investment
Where should ERM live?

Where should ERM live?

Part 2: Which committee runs risk management?
Getting started right in Enterprise Risk Management

Getting started right in Enterprise Risk Management

First of a series: Answering some key questions
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CSI: Hawthorn River
Lending Regulatory Compliance

WEBINAR: Tuesday, May 21st, 2024, 2:00 CT / 3:00 ET

Join us to learn more about leveraging technology in Hawthorn River to support your lending process and its regulatory compliance. From 1071, TRID, HMDA, CRA and more in the sea of regulatory acronyms, our end-to-end loan origination solution creates efficiency for financial institutions.

Join this session for an overview of the platform, an interactive Q&A and information about:

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