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Compliance

If your bank doesn't go after root causes, regulators may oblige. The fault may ultimately lie in your bank's compliance management system.

“Why?” is the spade of root cause analysis

Obvious causes aren’t always the answer. You have to dig
A new generation will take financial services into the future. In the "Next Voices" blog a rotating group of bloggers of the younger generation will share what they are learning and doing. Proposals from guest bloggers are also invited. Please email scocheo@sbpub.com

Looking at cryptocurrencies’ dark side

Bitcoin and other “coin” can be used for laundering
Comments will open on CFPB's administrative hearing process.

Bureau seeks comments on administrative hearings

Second request for input goes live for comments Feb. 5
Better load up your calendar. Compliance is going to have another busy year!

Compliance challenge continues…

Regulatory outlook for 2018, rule by rule with links
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Reconsidering regulatory warnings

Matters requiring attention, bank regulators' informal red flag, up for reform
Compliance may not be getting any harder, but research by Wolters Kluwer indicates that it isn't growing any easier yet.

Pressure isn’t coming off for compliance risk

ERM challenge has further to go in smaller banks, survey suggests
As part of re-setting how the Consumer Financial Protection Bureau operates, Acting Director Mick Mulvaney has started putting out requests for input on specific areas of bureau operations.

Bureau seeks input on investigative demands

Announcement hits same day WSJ publishes “pushed its last envelope” op-ed
Banks may be seeing continued revision of federal regulators' approaches in coming months as efforts to simplify and tailor regulations gain traction.

Fed’s Quarles updates industry on regulatory outlook

Sketches broad and specific plans for reform
Death for GFE and HUD-1 docs highly exaggerated

Death for GFE and HUD-1 docs highly exaggerated

Quick compliance tip on key reg
Representative of new regime begins process of reexamination of CFPB's practices, while representative of old regime seeks to regain appointment as acting director.

Acting CFPB chief seeks input; ousted English seeks out-put

Mulvaney calls for comments on past bureau approaches while would-be acting head files emergency appeal
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Banking Exchange Interview with
Rachel Lewis of Stock Yards Bank

As part of the Banking Exchange Interview Series we and SkyStem are proud to present our interview with Rachel Lewis, Assistant Controller at Stock Yards Bank & Trust.

In this interview, Banking Exchange's Publisher Erik Vander Kolk, speaks with Rachel Lewis at length. We get a brief overview of her professional journey in the banking industry and get insights into what role technology plays in helping her do her work.

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