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Fintech stock index debuts

Fintech stock index debuts

“KFTX” tracks eclectic collection of 49 companies
Wealth management must embrace tech

Wealth management must embrace tech

Old school advisory services can’t compete without integrating digitization, says client/provider survey
Marketplace lenders in limbo, but not fear

Marketplace lenders in limbo, but not fear

High court decision in Madden v. Midland Funding may drive marketplace lenders’ adaptation, but no surrender
As examinations intensify, and what banks do and how they do it changes, the nature of the compliance function continues to adapt, according to speakers at the ABA Regulatory Compliance Conference.

Compliance management keeps evolving

Agility, growing skill-set size, and lines of defense broaden the job
Federal regulators walk something of a tightrope between innovation and supervision. The Comptroller's Office calls the midpoint "responsible innovation."

OCC builds on innovation overtures

Looks like it’s still “beginning of the beginning”
Technology is both the enabler and the threat in the new world of risk management.

Robo advisors push wealth management into 21st century

Algorithm-based advice appeals to mature users as well as younger customers
“There is some wonderful innovation out there but there’s also a lot of 'regtech' that needs a bit more ʻreg’ to go along with the ʻtech’,” said BBVA'S Adam Shapiro during OCC's innovation forum.

Fintech, “regtech,” and coping with tech

OCC forum examines the big picture of disruption
Panelists at OCC's recent innovation forum spoke of the interplay of technology, regulation, and risk management. Consensus: We're not even at the end of the beginning.

Where is innovation heading?

OCC forum speakers praise innovation’s promise, but much is yet to come
OCC's recent responsible innovation forum explored how fintech and other new ideas could better serve American consumers.

Better serving beleaguered consumers

OCC forum session explores helping consumers via fintech
A viewpoint from attorney Richard Riese on the two-way street of innovation.

Innovation responsibility not just on banks

Consumers bear their own responsibility when using leading-edge services
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