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Best Practices for Regulation Best Interest

Best Practices for Regulation Best Interest

Despite the Covid-19 pandemic, firms are still required to comply with Regulation Best Interest
Colorado Settlement Opens Door For Fintech Lenders

Colorado Settlement Opens Door For Fintech Lenders

Colorado may soon witness an influx of new fintech lenders following the conclusion of a long-running legal case
Fund Data Operations and Banks Have Something To Learn From An Obscure Immigrant Investor Program

Fund Data Operations and Banks Have Something To Learn From An Obscure Immigrant Investor Program

Some Americans might be appalled that wealthy foreigners are purchasing the opportunity to become permanent residents of the United States
How Wells Fargo is Repurposing PPP Fees in Support Fund

How Wells Fargo is Repurposing PPP Fees in Support Fund

The bank has put all the fees it generated from the PPP into the pandemic recovery fund
OCC: COVID-19 ‘Not an Excuse for Branch Closures’

OCC: COVID-19 ‘Not an Excuse for Branch Closures’

The new comptroller has warned banks not to use the coronavirus pandemic as a cover for cutting services
Banks Tap Debt, Equity Markets to Strengthen Balance Sheets

Banks Tap Debt, Equity Markets to Strengthen Balance Sheets

Small and medium-sized banks have raised tens of millions of dollars through debt issuance while interest rates are low
Fed Governor Criticizes Bank Dividend Decision

Fed Governor Criticizes Bank Dividend Decision

Governor Lael Brainard says paying shareholders will deplete reserves at a time of severe uncertainty
Carney: Public sector must step up climate change efforts

Carney: Public sector must step up climate change efforts

The former Bank of Canada and Bank of England governor has called for strong government action on climate change
ABA Criticizes Credit Union M&A Rule Proposal

ABA Criticizes Credit Union M&A Rule Proposal

Large credit unions are going outside of their remit to buy up smaller banks without sufficient scrutiny, the association has argued
USDA to Provide $1bn in Rural Business Support

USDA to Provide $1bn in Rural Business Support

Agriculture sector support comes through the same CARES Act legislation as the Paycheck Protection Program
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