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Compliance Management - Banking Exchange
Social media waters carry risk for financial institutions.

Social media in the current enforcement landscape

High rewards are accompanied by high risks
Lenders must pay close attention to strictures of the Servicemembers Civil Relief Act.

DOJ steers toward auto lender in SCRA action

Military lending compliance law leads to lawsuit
LendingClub disputes FTC complaint

LendingClub disputes FTC complaint

Federal suit claims marketplace lender misled on loan fees and approval status
S&P Global Market Intelligence, formerly S&P Capital IQ and SNL, is the premier provider of breaking news, financial data, and expert analysis on business sectors critical to the global economy. This article originally appeared on the SNL subscriber side of S&P Global's website.

Little progress in recruiting female CEOs

Top women leaders amount to less than 5%
As Community Reinvestment Act regulatory reform begins to take shape, the Treasury Department appears to be taking a greater role in the process than is typical.

Curtain rises on CRA reform

Treasury involvement could be catalyst to bring regs into 21st century
“There’s really not much that indicates we’ve learned anything new over the last several cycles,” says veteran lender and CEO Ed O’Leary. He aims to fix that.

Roots of privacy debate began in banking

Seeds of people’s frustrations can be found in once-vaunted bank-insurance merger
The European Union's General Data Protection Regulation impacts not only how U.S. banks handle data involved in European relationships, but also how their vendors do so.

Is your bank ready for GDPR?

U.S. banks face imminent deadline for European data privacy rules
Retiring New York Federal Reserve Bank President William Dudley suggests that top management would tread more carefully if they'd feel part of the pain when their bank stubs a toe—or worse.

Make liability personal, says N.Y. Fed chief

Dudley suggests personal pain would shift behavior
If your bank doesn't go after root causes, regulators may oblige. The fault may ultimately lie in your bank's compliance management system.

“Why?” is the spade of root cause analysis

Obvious causes aren’t always the answer. You have to dig
Comments will open on CFPB's administrative hearing process.

Bureau seeks comments on administrative hearings

Second request for input goes live for comments Feb. 5
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As part of the Banking Exchange Interview Series we and SkyStem are proud to present our interview with Rachel Lewis, Assistant Controller at Stock Yards Bank & Trust.

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